Cases Won by Breese Law

Joseph Cage et al. v. Raymond James et al. FINRA Case #17-02973 (some claimants)
Anne Marie Fargason et al. v. Morgan Stanley et al. FINRA Case# 18-02895 (one claimant)
Stacey Hydrick v. Raymond James et al. FINRA Case #18-00410
Jordan Bradford v. Hancock Investment Services, Inc. et al. FINRA Case# 18-01225
Richard L. Forman v. Merrill Lynch et al. FINRA Case #18-01809
Oscar Mendez, M.D. v. Edward Jones et al. FINRA Case #17-00914
Sharon Adams et al. v. Raymond James et al. FINRA Case #16-01383
Sonia Lagos Mendez v. Edward Jones et al. FINRA Case #14-03588
Jo Ann Bennett et al. v. Raymond James et al. FINRA Case #14-02056 (some claimants)
Robert Douglas Brown et al. v. Morgan Stanley, et al. (settled without filing claim)
Richard Durgin et al. v. Morgan Stanley et al. FINRA Case #13-00850
Chris Ethridge M.D. et al. v. Morgan Stanley et al. FINRA Case #13-00880
Robert Lazarus et al. v. Morgan Stanley et al. FINRA Case #14–02172
James P. Rayner v. LPL Financial LLC FINRA Case #16-02096
David Wender M.D. et al. v. Morgan Stanley et al. FINRA Case #13-01000
Robert Abney M.D. et al. v. Morgan Stanley et al. FINRA Case #14-03587
Eli Anding, et al. v. Morgan Stanley et al. FINRA Case #16-00224
James T. Eldridge et al. v. Windsor Street Capital FINRA Case #17-01839
Linda Vance et al. v. Sowell Financial et al.; U.S. District Ct. (ED AR) 4:20cv1075
Guy Ron Payne et al. v. Raymond James; FINRA Case #19-01691
Janette Bossier et al. v. Kenneth R. Knopp and Edward D. Jones; FINRA Case #20-03950
Patricia Harrison et al. v. Raymond James; FINRA Case #20-1358

Current cases in litigation

Eilesia Dixon v. LPL Financial, LLC; FINRA Case #20-04056
Delphine Baucom et al. vs Wells Fargo Clearing Services, LLC et al.; FINRA Case #21-00713

Cases Won by Breese Law

Customer Cases that have gone through arbitration hearings

Customer cases settled without hearings

Current cases in litigation

In This Section